Policy & Terms
Securities and advisory services are offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC (where FINRA links to www.finra.org, and SIPC links to www.sipc.org) The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AL, AZ, FL, GA, IL, MI, MS, OH, PA, LA, TN, TX, VA and WI.
LPL Account Protection:
LPL Financial is a member firm of the Securities Investor Protection Corporation (SIPC). Membership provides account protection up to a maximum of $500,000 per client, of which $250,000 may be claimed for cash. For an explanatory brochure, please visit www.sipc.org. Through London Insurers, LPL Financial accounts have additional securities protection to cover the net equity of client accounts up to an overall aggregate firm limit of $600 million, subject to conditions and limitations. London Insurers rely on SIPC to determine the extent of losses incurred by individual LPL account holders. This additional protection covers losses above limits available from SIPC and would be payable up to a total of $600 million. The account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. This extensive coverage reflects a strong commitment to serving your investment needs.